News
Search results
Showing 121 to 130 of 1460 search results.
-
FCA publishes decisions against 3 individuals, and fines and bans a fourth, for reckless pension transfer advice
The FCA has decided to ban 2 financial advisers and 2 partners at St Martin’s Partners LLP (SMP) from working in financial services, and collectively fine them £590,544. -
FCA’s improved performance set to help UK finance sector thrive
The FCA has published its Annual Report, which shows significant improvements in its authorisations service. -
FCA sets out steps to improve access to bank accounts
In a new report, the FCA encourages account providers to do more to support those who want a bank account but don’t have one. -
FCA announces work into pure protection market
The FCA will launch a market study into how pure protection insurance products are sold following concerns that competition is not working well in the market. -
FCA calls on insurers to ensure they demonstrate fair value and good customer outcomes
Insurers and brokers have improved governance and oversight of how products are designed, managed, reviewed, and distributed, but many still cannot show how they are providing fair value to customers or that they were receiving good outcomes. -
PwC fined £15 million for failing to alert the FCA to suspected fraudulent activity at London Capital & Finance plc
The FCA has fined PricewaterhouseCoopers LLP (PwC) for failing to report to the regulator their belief that London Capital & Finance plc (LCF) might be involved in fraudulent activity. This is the first time the FCA has fined an audit firm. -
FCA censures auditor for failings in client asset reports
The FCA has censured the auditor Macintyre Hudson for failing to prepare client asset reports to the required standard. -
FCA fines FXTB for unfair customer treatment practices
Cypriot contract for differences firm Forex TB Limited has been fined £276,100 for failing to treat its customers fairly. -
FCA fines and bans Martin Sarl for dishonest and reckless conduct
We have banned Martin Sarl from working in the financial services industry and fined him £5,021 for acting without honesty and integrity. -
FCA progresses framework to drive long-term value for workplace pension savers
Pensions savers stand to benefit from a new proposed framework designed to shift the focus from costs to long-term value, and deliver better retirement savings.