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Showing 72 to 81 of 238 search results for market abuse.

72. Market Abuse

    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

73. Market abuse in a time of coronavirus

    Speeches

    Published: 12/10/2020

    Last modified: 12/10/2020

    Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.

74. FCA bans the sale of crypto-derivatives to retail consumers

    Press Releases

    Published: 06/10/2020

    Last modified: 06/10/2020

    The FCA has published final rules banning the sale of derivatives and exchange traded notes (ETNs) that reference certain types of cryptoassets to retail consumers

75. Konstantin Vishnyak found not guilty of destroying documents

    Press Releases

    Published: 28/09/2020

    Last modified: 28/09/2020

    In a case brought by the Financial Conduct Authority (FCA), Konstantin Vishnyak has been found not guilty at Southwark Crown Court of one count of destroying documents in September 2018.

76. FCA institutes criminal proceedings against three former employees of Redcentric Plc

    Press Releases

    Published: 24/09/2020

    Last modified: 24/09/2020

    FCA begins proceedings against former Redcentric employees relating to alleged offences between 1 May 2015 and 31 October 2016

77. Update on the FCA enquiry into the Bank of England audio issue

    Statements

    Published: 23/09/2020

    Last modified: 23/09/2020

    In late 2019 concerns were raised regarding the use of an audio feed from the Bank of England’s press conferences.

78. FCA publishes Decision Notice against Corrado Abbattista for market manipulation

    Press Releases

    Published: 16/09/2020

    Last modified: 16/09/2020

    The FCA has published a Decision Notice in respect of Corrado Abbattista, an experienced trader and a portfolio manager, partner and Chief Investment Officer at Fenician Capital Management LLP

79. FCA publishes Annual Report and Accounts 2019/20

    Press Releases

    Published: 10/09/2020

    Last modified: 10/09/2020

    The Financial Conduct Authority (FCA) publicly censures Conor Foley, the former Chief Executive Officer of Worldspreads, for market abuse and banning him from performing any roles linked to regulated activity.

80. FCA publicly censures former Worldspreads CEO for market misconduct

    Press Releases

    Published: 09/09/2020

    Last modified: 09/09/2020

    The Financial Conduct Authority (FCA) publicly censures Conor Foley, the former Chief Executive Officer of Worldspreads, for market abuse and banning him from performing any roles linked to regulated activity.

81. Capital market regulation and coronavirus

    Speeches

    Published: 07/08/2020

    Last modified: 07/08/2020

    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the ShareSoc Webinar: building market and investor confidence.

82. The role of investment managers in the post Covid-19 recovery

    Speeches

    Published: 08/07/2020

    Last modified: 08/07/2020

    Speech by Christopher Woolard, Interim Chief Executive at the FCA, delivered at a webinar hosted by The Investment Association..