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Showing 32 to 41 of 238 search results for market abuse.

32. Market Abuse

    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

33. The UK listing regime - developments since the UK Listings Review and next steps for reform

    Speeches

    Published: 06/02/2024

    Last modified: 06/02/2024

    Speech by Clare Cole, Director of Market Oversight, at the Westminster Business Forum.

34. FCA censures NMC Health Plc (in Administration) for market abuse

    Press Releases

    Published: 17/11/2023

    Last modified: 17/11/2023

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35. We invite Politically Exposed Persons to share their experiences

    News stories

    Published: 15/08/2023

    Last modified: 15/08/2023

    We have written to MPs, peers and other interested parties

36. Andrew and Peter Currie sentenced to a combined 8 years for fleecing consumers through Collateral P2P platform

    Press Releases

    Published: 14/07/2023

    Last modified: 14/07/2023

    On 14 July 2023 Peter Currie and Andrew Currie were sentenced to 5.5 years and 2.5 years imprisonment for fraud and money laundering following prosecution by the FCA

37. Cultural evolution: how culture must change to meet expectations

    Speeches

    Published: 26/06/2023

    Last modified: 26/06/2023

    Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum.

38. Criminal market abuse regime review completion

    Statements

    Published: 24/03/2023

    Last modified: 24/03/2023

    FCA welcomes the Government’s statement on the completion of the criminal market abuse regime review.

39. Five individuals face conspiracy to commit insider dealing and money laundering charges

    Press Releases

    Published: 25/01/2023

    Last modified: 06/02/2023

    The FCA has started criminal proceedings against 5 individuals for conspiracy to commit insider dealing and money laundering.

40. FCA fines three broker firms £4,775,200 for failures relating to the detection of market abuse

    Press Releases

    Published: 08/12/2022

    Last modified: 08/12/2022

    The FCA has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited for failing to ensure they had appropriate systems and controls in place to effectively detect market abuse.

41. FCA publishes Decision Notices against three bond traders for market manipulation

    Press Releases

    Published: 07/12/2022

    Last modified: 07/12/2022

    We have published Decision Notices given to bond traders Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth, for market abuse.

42. Date set for trial against 5 individuals involved with Worthington Group plc

    Statements

    Published: 18/11/2022

    Last modified: 18/11/2022

    The FCA launched a criminal investigation into market abuse and market manipulation in April 2016, following the suspension of Worthington Group plc’s shares from the Official List and Main Market of the London Stock Exchange on 10 October 2014.