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Showing 1 to 11 of 238 search results for market abuse.
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Market Abuse
Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place. -
FCA fines Sigma Broking Limited for transaction reporting failures
Sigma Broking Limited (Sigma) has been fined £1,087,300 for failing to submit complete and accurate transaction reports for 5 years. -
Redinel Korfuzi and Oerta Korfuzi sentenced to combined 11 years for £1m insider dealing and money laundering
Redinel Korfuzi sentenced to six years imprisonment, and Oerta Korfuzi, sentenced to five years imprisonment. -
Tribunal upholds the FCA’s market manipulation bans
The Upper Tribunal has upheld the FCA’s decision to ban Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth from working in financial services. -
Harnessing AI and technology to deliver the FCA’s 2025 strategic priorities
Speech by Jessica Rusu, FCA chief data, information and intelligence officer, delivered at the AI and Digital Innovation Summit as part of City Week 2025. -
FCA secures guilty plea from John Burford in £1m investor fraud scheme
John Burford has pleaded guilty in a £1m investment fraud case, following a prosecution brought by the FCA. -
FCA secures convictions for insider dealing and money laundering worth £1 million
The FCA has secured convictions against two individuals for insider dealing and money laundering offences. -
Rebalancing risk to fuel growth
Speech by Dominic Holland, director of market oversight, at the Association of Corporate Treasurers Annual Conference 2025. -
FCA seeks feedback on regulation of cryptoasset trading platforms in next phase of road to regulation
The FCA invites input into the future regulation of specific cryptoasset activities. -
Our agenda to combat market abuse
Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at the Market Abuse and Market Manipulation Summit. -
Working together to deliver our enforcement priorities
Speech by Therese Chambers, joint executive director of enforcement and market oversight, delivered at the Spring Conference of NYU’s Program on Corporate Compliance and Enforcement.