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Showing 62 to 71 of 238 search results for market abuse.

62. Market Abuse

    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

63. Levelling the playing field – innovation in the service of consumers and the market

    Speeches

    Published: 20/04/2021

    Last modified: 20/04/2021

    Speech by our CEO, Nikhil Rathi, to FinTech Week.

64. FCA bans and fines financial adviser £68,300 for lacking honesty and integrity

    Press Releases

    Published: 15/04/2021

    Last modified: 15/04/2021

    The FCA has banned Simon Varley from working in financial services and fined him £68,300 for knowingly performing a controlled function without approval.

65. Locking down market abuse

    Speeches

    Published: 08/03/2021

    Last modified: 08/03/2021

    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.

66. FCA fines and prohibits trader for market abuse

    Press Releases

    Published: 04/03/2021

    Last modified: 04/03/2021

    The FCA has fined Mr Adrian Geoffrey Horn for market abuse and prohibited him from performing any functions in relation to regulated activity.

67. 2021 fines

    News stories

    Published: 04/03/2021

    Last modified: 17/12/2021

    This page contains information about enforcement fines published during the calendar year ending 2021.

68. The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation

    Press Releases

    Published: 25/02/2021

    Last modified: 26/02/2021

    Nikhil Rathi, Chief Executive of the FCA since October 2020, has now made four further appointments to the FCA’s executive team.

69. FCA and FRC joint statement reminding companies that extended financial information timelines continue to apply

    Statements

    Published: 27/01/2021

    Last modified: 27/01/2021

    In a joint statement, the FCA and the Financial Reporting Council (FRC) have asked firms to stay aware of the current measures in place, considering the situation created by coronavirus (Covid-19).

70. Insider dealing convictions upheld by the Court of Appeal

    Press Releases

    Published: 16/12/2020

    Last modified: 16/12/2020

    The Court of Appeal (Criminal Division) upheld the convictions of Fabiana Abdel-Malek and Walid Choucair for insider dealing. 

71. FCA fines and prohibits hedge fund Chief Investment Officer for market abuse

    Press Releases

    Published: 15/12/2020

    Last modified: 15/12/2020

    The FCA has fined Corrado Abbattista, formerly a portfolio manager, partner and Chief Investment Officer at Fenician Capital Management LLP, £100,000 for market abuse and prohibited him from performing any functions in relation to regulated

72. The business of social purpose

    Speeches

    Published: 26/11/2020

    Last modified: 26/11/2020

    A speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, on the business of social purpose.