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Showing 42 to 51 of 238 search results for market abuse.

42. Market Abuse

    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

43. FCA progresses market abuse claim against Globo Plc chiefs

    Press Releases

    Published: 04/11/2022

    Last modified: 04/11/2022

    The Financial Conduct Authority (FCA) has commenced civil proceedings against the former CEO and CFO of Globo Plc for alleged market abuse.

44. Decision of the Court of Appeal - R (Sutton) v Financial Conduct Authority

    Press Releases

    Published: 02/11/2022

    Last modified: 02/11/2022

    The Court of Appeal has refused permission for a group of traders to proceed with a judicial review of the FCA’s decision to provide assistance to the United States Commodity Futures Trading Commission (CFTC) in an ongoing investigation.

45. FCA begins criminal proceedings against five individuals involved with Worthington Group plc

    Press Releases

    Published: 20/10/2022

    Last modified: 20/10/2022

    The FCA has begun criminal proceedings against five individuals involved with Worthington Group plc, a company listed on the London Stock Exchange.

46. FCA fines Sigma Broking Limited £530,000 and bans and fines its former directors following market abuse reporting failures

    Press Releases

    Published: 06/10/2022

    Last modified: 06/10/2022

    Sigma Broking Limited (Sigma) has been fined £531,000 for failing to make reports crucial in fighting potential market abuse and three directors have been fined amounts totalling over £200,000, two of whom have also been prohibited.

47. Fighting financial crime – the force multiplier effect

    Speeches

    Published: 07/09/2022

    Last modified: 07/09/2022

    Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.

48. FCA fines Citigroup’s international broker-dealer £12.6m for failures relating to the detection of market abuse

    Press Releases

    Published: 19/08/2022

    Last modified: 19/08/2022

    The FCA has fined Citigroup Global Markets Limited (Citigroup Global Markets) £12,553,800 for failing to properly implement Market Abuse Regulation (MAR) requirements, relating to the detection of market abuse.

49. FCA fines Sir Christopher Gent for disclosing inside information

    Press Releases

    Published: 05/08/2022

    Last modified: 05/08/2022

    The Financial Conduct Authority (FCA) has fined Sir Christopher Gent, former non-executive Chairman of ConvaTec Group Plc, £80,000 for unlawfully disclosing inside information.

50. FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors

    Press Releases

    Published: 28/07/2022

    Last modified: 28/07/2022

    The FCA has imposed a public censure on Carillion, rather than a financial penalty, given the firm is insolvent and in liquidation

51. FCA further bolsters its leadership team as it expands its headcount

    Press Releases

    Published: 05/07/2022

    Last modified: 06/07/2022

    The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and

52. FCA’s work on market abuse and manipulation – update 17 June 2022

    News stories

    Published: 17/06/2022

    Last modified: 18/06/2022

    Explaining the work we do to tackle market abuse and manipulation.