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Showing 11 to 20 of 859 search results for enforcement.
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Redinel Korfuzi and Oerta Korfuzi sentenced to combined 11 years for £1m insider dealing and money laundering
Redinel Korfuzi sentenced to six years imprisonment, and Oerta Korfuzi, sentenced to five years imprisonment. -
Tribunal upholds the FCA’s market manipulation bans
The Upper Tribunal has upheld the FCA’s decision to ban Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth from working in financial services. -
FCA secures guilty plea from John Burford in £1m investor fraud scheme
John Burford has pleaded guilty in a £1m investment fraud case, following a prosecution brought by the FCA. -
Upper Tribunal upholds Jes Staley ban
The FCA's decision to ban the former CEO of Barclays from holding senior management roles in the financial services industry has been upheld by the Upper Tribunal. -
FCA secures convictions for insider dealing and money laundering worth £1 million
The FCA has secured convictions against two individuals for insider dealing and money laundering offences. -
Eating your regulatory greens: a balanced strategy to support financial services
Speech by Emily Shepperd, chief operating officer, at the Association of British Insurers event. -
Upper Tribunal ruling in the case of Craig Donaldson and David Arden
The Upper Tribunal has upheld the FCA decision that Craig Donaldson and David Arden were knowingly concerned in a breach of the Listing Rules. -
FCA leads international crackdown on illegal finfluencers
Regulators across the globe have joined forces to protect social media users from illegal financial promotions by rogue finfluencers. -
Updated version of our Enforcement Guide published
We have published a streamlined and focused version of our Enforcement Guide. -
Upper Tribunal ruling in the cases of Toni Fox and David Brian Price
The Upper Tribunal has made a ruling in the cases of financial services directors Toni Fox and David Brian Price.