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FCA steps up action against misleading financial adverts
Nearly 20,000 financial promotions were withdrawn or amended in 2024 following intervention from the FCA. -
FCA confiscates over £500,000 from convicted insider dealer
The FCA has secured a confiscation order of £586,711.01 against Mohammed Zina, a convicted insider dealer. -
FCA secures confiscation order against convicted fraudster
The FCA has secured a confiscation order of £5,963,376.15, against convicted fraudster Guy Flintham. -
FCA sets out further proposals to support growing business and investment opportunities
The FCA has set out proposals to make it easier for listed companies to issue corporate bonds that wealth managers and retail investors can buy. -
FCA issues first fine for transaction reporting failures under MiFIR
Infinox Capital Limited has been fined £99,200 by the FCA for failing to submit 46,053 transaction reports which risked market abuse going undetected. -
FCA review finds gaps remain in brokers’ money laundering defences
The FCA has found wholesale brokers need to enhance their systems, controls, risk awareness and training to guard against money laundering. -
FCA expands Leeds office, creating new jobs and affirming its commitment to growth in the region
The FCA has opened further floor space at its existing base at 6 Queen Street, increasing it by an additional 5,000 square feet. -
FCA fines Arian Financial LLP £288,962.53 for failings relating to cum-ex trading
The FCA has fined Arian Financial LLP £288,962.53 for failing to ensure it had effective systems and controls against financial crime. -
FCA executes search warrants in investigations involving unauthorised business
Two individuals were arrested following FCA investigations into unauthorised debt and claims management activities. -
FCA apologises to Collateral investors
The FCA has called for people who may have invested in fraudulent peer-to-peer firm Collateral to come forward to the regulator so they can receive an apology.