Publications

Showing 11 to 20 of 63 search results for market watch.

11. Primary Market Bulletin 46

    Newsletters

    Published: 19/12/2023

    Last modified: 19/12/2023

    This edition covers Article 10 UK MAR and ESG stewardship  and TCFD-aligned disclosures: sponsor procedures.

12. Market Watch 75

    Newsletters

    Published: 31/10/2023

    Last modified: 31/10/2023

    Newsletter on market conduct and transaction reporting issues, October 2023.

13. Market Watch 74

    Newsletters

    Published: 25/07/2023

    Last modified: 25/07/2023

    n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23.

14. Market Watch 73

    Newsletters

    Published: 26/04/2023

    Last modified: 26/04/2023

    In this edition we share our observations and findings from our recent market abuse peer review into firms that offer Contracts for Difference products and spread bets.

15. Business Plan 2023/24

    Corporate documents Business plans

    Published: 04/04/2023

    Last modified: 02/07/2024

    The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.

16. Information on enforcement actions for non-compliant Personal Account Dealing (PAD) and MiFID II transaction reporting - March 2023

    FOI releases

    Published: 06/03/2023

    Last modified: 31/12/2024

    FCA provide information on enforcement actions for non-compliant Personal Account Dealing (PAD) and MiFID II transaction reporting - March 2023.

17. Market Watch 72

    Newsletters

    Published: 11/01/2023

    Last modified: 11/01/2023

    In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients

18. Market Watch 71

    Newsletters

    Published: 13/12/2022

    Last modified: 13/12/2022

    In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60.

19. Market Watch 70

    Newsletters

    Published: 03/10/2022

    Last modified: 03/10/2022

    In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved

20. Market Watch 69

    Newsletters

    Published: 17/05/2022

    Last modified: 17/05/2022

    In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.