Publications

Showing 1 to 5 of 5 search results for "arrangement-transfer-personal".

1. Administrative arrangement for the transfer of personal data between the FCA and United States Commodity Futures Trading Commission (CFTC) [pdf]

   Corporate documents

   Published: 06/05/2020

   This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement.

2. Administrative arrangement for the transfer of personal data between the FCA and the Australian Securities and Investments Commission (ASIC) [pdf]

   Corporate documents

   Published: 06/05/2020

   This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement.

3. Administrative arrangement for the transfer of personal data between the FCA and United States Securities and Exchange Commission (SEC) [pdf]

   Corporate documents

   Published: 06/05/2020

   This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement.

4. Administrative arrangement for the transfer of personal data between the FCA and the Securities and Futures Commission of Hong Kong (SFC) [pdf]

   Corporate documents

   Published: 06/05/2020

   This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement.

5. Administrative arrangement for the transfer of personal data between EEA Authorities and non-EEA Authorities [pdf]

   Corporate documents

   Published: 25/07/2019

   The FCA is a signatory to the IOSCO-ESMA administrative arrangement for the transfer of personal data between EEA authorities and non-EEA authorities. This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA