Publications

Showing 62 to 71 of 274 search results for mifid.

62. MiFiD: Regulation of markets in financial instruments

    Markets in Financial Instruments Directive (MiFiD) information for investment firms and trading venues.

63. PS21/20: Changes to UK MiFID’s conduct and organisational requirements

    Policy statements

    Published: 30/11/2021

    Last modified: 30/11/2021

    We set out our final policy position and rules on changes to the research rules and removal of best execution reporting in RTS 27 and RTS 28 following feedback to CP21/9.

64. PS21/17: A new UK prudential regime for MiFID investment firms  

    Policy statements

    Published: 26/11/2021

    Last modified: 31/12/2021

    This is the third in a series of policy statements that set out our rules to introduce the Investment Firms Prudential Regime IFPR regime.

65. UK MiFID transparency calculations

    Data

    Published: 05/11/2021

    Last modified: 12/08/2025

    This page contains updates on the UK MiFID transparency calculations and the latest published data.

66. A strategy for positive change: our ESG priorities

    Corporate documents

    Published: 03/11/2021

    Last modified: 21/07/2025

    The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy.

67. Consumer Investments: Strategy and Feedback Statement

    Corporate documents

    Published: 14/09/2021

    Last modified: 15/06/2023

    The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. 

68. CP21/28: New cancellation and variation power: Changes to the Handbook and Enforcement Guide [pdf]

    Consultation papers

    Published: 09/09/2021

    We are seeking views on the third tranche of our proposed rules to introduce the Investment Firms Prudential Regime (IFPR), a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

69. CP21/26: A new UK prudential regime for MiFID investment firms [pdf]

    Consultation papers

    Published: 06/08/2021

    We are seeking views on the third tranche of our proposed rules to introduce the Investment Firms Prudential Regime a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive.

70. PS21/9: Implementation of Investment Firms Prudential Regime

    Policy and guidance Policy statements

    Published: 26/07/2021

    Last modified: 26/07/2021

    This is the second of the Policy Statements we will issue to introduce the Investment Firm Prudential Regime.

71. Trade transparency and market liquidity data 2020/21

    Data

    Published: 15/07/2021

    Last modified: 15/07/2021

    Our 2020/21 trade transparency and market liquidity data.

72. Review of host Authorised Fund Management firms

    Multi-firm reviews

    Published: 30/06/2021

    Last modified: 05/08/2021

    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.