Publications

Showing 81 to 90 of 5581 search results.

81. Notice of Decision 2025: AB Finance Limited [pdf]

    Decision notices

    Published: 16/07/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

82. Final notice 2025: Barclays Bank plc [pdf]

    Final notices

    Published: 16/07/2025

    This Final Notice (Barclays Bank plc) refers to a breach of PRIN 2 related to failures to identify and manage financial crime risks in the Corporate Banking sector. The FCA imposed a financial penalty.

83. Notice of Decision 2025: DSB Car Sales Ltd [pdf]

    Decision notices

    Published: 16/07/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

84. Final Notice 2025: Barclays Bank UK plc [pdf]

    Final notices

    Published: 16/07/2025

    This Final Notice (Barclays Bank UK plc) refers to breaches of Principle 3 and SYSC, related to failing to gather sufficient information to detect and prevent financial crime in the Corporate Banking sector. The FCA imposed a financial penalty.

85. Notice of Decision 2025: RAVEN AUTOS LTD [pdf]

    Decision notices

    Published: 15/07/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

86. Notice of Decision 2025: STERLING VEHICLE FINANCE LTD [pdf]

    Decision notices

    Published: 15/07/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

87. Final Notice 2025: David Arden [pdf]

    Final notices

    Published: 14/07/2025

    This Final Notice refers to being knowingly concerned in contravention of Listing Rule 1.3.3R. We imposed a financial penalty.

88. Final Notice 2025: Craig Donaldson [pdf]

    Final notices

    Published: 14/07/2025

    This Final Notice refers to being knowingly concerned in contravention of Listing Rule 1.3.3R. We imposed a financial penalty.

89. Notice of Decision 2025: Orrell Contracts Limited [pdf]

    Decision notices

    Published: 14/07/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

90. Notice of Decision 2025: TMR Cars Limited [pdf]

    Decision notices

    Published: 14/07/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.