Publications
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Dear CEO letter: British Steel Pension Scheme: Consultation on a consumer redress scheme [pdf]
This letter is for firms who gave pension transfer advice to British Steel Pension Scheme members between 26 May 2016 to 29 March 2018 and sets out the actions we expect firms to take with immediate effect. This letter replaces the Dear CEO letter... -
Portfolio Letter: Our custody and fund services supervision strategy [pdf]
FCA Portfolio Letter: Our custody and fund services supervision strategy. -
Portfolio letter: FCA strategy for Building Societies [pdf]
This letter provides an updated view of the current key risks of harm and outline our expectations of societies. It also provides an overview of our supervisory strategy and programme of work to ensure that firms are meeting our expectations, and... -
Portfolio letter: FCA strategy for Non-Bank (mortgage) Lenders (NBL) [pdf]
Letter setting out our views on the key risks of harm for NBLs' mortgage customers and our expectations for mitigating these. -
Portfolio letter: FCA strategy for the Retail Mortgage Lenders (RMLs) portfolio [pdf]
Portfolio letter sent out to firms to set out our view of risks of harm and expectations from firms. -
Portfolio letter: FCA strategy for Credit Unions [pdf]
This letter provides an updated view of the key risks of harm we believe are present for this sector, outlines our expectations of firms and provides an overview of our strategy and programme of work to ensure that firms are meeting our expectations,... -
Portfolio letter: Credit Rating Agencies [pdf]
This is the first FCA portfolio letter for credit rating agencies (CRAs). We are sending it to all firms in the portfolio to communicate what we expect CRAs to do to minimise risks to consumers, market integrity or competition from failures to meet... -
Dear CEO letter: Insurers: Insurance costs for multi-occupancy buildings [pdf]
We expect firms to consider what actions they can take to help leaseholders, and will support the industry in developing solutions to improve the situation for those impacted. -
Dear CEO letter: Intermediaries: Insurance costs for multi-occupancy buildings [pdf]
What we expect from firms, steps they should take if acting under delegated authority and when intermediating, and what we are doing to help on this issue. -
Dear CEO Letter: Supervisory review of global equity finance businesses [pdf]
Following the default of Archegos Capital Management (Archegos) a review and assessment of firms’ equity finance businesses, including those who were counterparties to Archegos, was conducted by the FCA, PRA and other global regulators. This...