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Showing 61 to 70 of 267 search results.
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Information on freezing orders under POCA - July 2022
The FCA provides information on freezing under POCA. -
Retail Investments Product Sales Data (PSD) Tables 2021 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2021. -
Information on investigations concerning Cum-Ex trades - June 2022
The FCA anwers mutiple questions on investigations relating to Cum-Ex trades. -
Aggregate complaints data to 2021 H2 [xlsx]
Aggregate sector wide firm complaints data for 2021 H2. Including opened, closed, upheld, speed of closure and redress. -
Firm level complaints data 2021 H2 [xlsx]
Firm level complaints data 2021 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
Aggregate complaints data: 2021 H2
This page focuses on complaints that financial services firms reported to us during the first half (H2) of 2021, between 1 July and 31 December 2021. This includes the latest trends and analysis by product group. -
Financial promotions quarterly data 2022 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022. -
Information on crypto asset firm registrations and investigations - April 2022
The FCA provides information relating to cryptoasset firms. -
Consumer investments data review April - September 2021
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021. -
Information on crypto investment scams - February 2022
The FCA answers multiple questions on crypto investment scams.