Publications

Showing 1 to 10 of 29 search results.

1. The coronavirus (Covid-19) financial resilience survey data

   Data

   Published: 07/01/2021

   Last modified: 07/01/2021

   The results from the FCA's financial resilience surveys that were sent to 23,000 regulated firms. Through the surveys the FCA is understanding the real-time effect the pandemic is having on the finances of the firms it prudentially regulates.

2. Information on Mortgage Sales - February 2020

   FOI releases

   Published: 18/02/2020

   Last modified: 25/10/2022

   FCA provides information on Mortgage Sales 2018 - 2019.

3. List of unauthorised binary options firms [csv]

   Data

   Published: 23/02/2018

   A list of firms without authorisation that the FCA understands are offering binary options trading to UK consumers.

4. FCA Q3 17/18 Number of skilled person reports commissioned [pdf]

   Data

   Published: 01/02/2018

   Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

5. FCA Q2 17/18 Number of skilled person reports commissioned [pdf]

   Data

   Published: 02/11/2017

   Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

6. FCA Q1 17/18 Number of skilled person reports commissioned [pdf]

   Data

   Published: 01/08/2017

   Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

7. FCA Q4 16/17 Number of skilled persons report commissioned [pdf]

   Data

   Published: 02/05/2017

   Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

8. FCA Data Bulletin issue 8 - underlying data [xlsx]

   Data

   Published: 23/02/2017

   Underlying data for insights from the FCA Consumer Contact Centre and latest trends in the retirement income market.

9. FCA Q3 16/17 Number of skilled person reports commissioned [pdf]

   Data

   Published: 01/02/2017

   Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

10. FCA Q2 16/17 Number of skilled person reports commissioned [pdf]

    Data

    Published: 01/11/2016

    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.