Publications

Showing 11 to 20 of 50 search results.

11. Warning Notice Statement 22/2 [pdf]

    Warning notices

    Published: 16/03/2022

    On 17 January 2022, the Financial Conduct Authority (the FCA) gave Metro Bank plc and certain individuals a warning notice each, proposing to take action in respect of the conduct summarised in this statement.

12. Warning Notice Statement 22/1 [pdf]

    Warning notices

    Published: 01/02/2022

    Warning Notice Statement 22/1.

13. Warning Notice Statement 21/5 [pdf]

    Warning notices

    Published: 16/12/2021

    On 15 December 2021, the FCA gave GIML a warning notice proposing to take action in respect of the conduct summarised in this statement.

14. Warning Notice Statement 21/6 [pdf]

    Warning notices

    Published: 16/12/2021

    On 15 December 2021, the FCA gave Mr Haywood a warning notice proposing to take action in respect of the conduct summarised in this statement.

15. Warning Notice Statement 21/4 [pdf]

    Warning notices

    Published: 03/11/2021

    The Financial Conduct Authority gave a firm a Warning Notice on 16 September 2021 proposing to take action in respect of the conduct summarised in this statement.

16. Warning Notice Statement 21/3 [pdf]

    Warning notices

    Published: 07/10/2021

    The Financial Conduct Authority gave an individual a warning notice on 16 September 2021 proposing to take action in respect of the conduct summarised in this statement.

17. Warning Notice Statement 21/2 [pdf]

    Warning notices

    Published: 30/09/2021

    The Financial Conduct Authority (the FCA) gave three individuals a warning notice on 10 August 2021 proposing to take action in respect of the conduct summarised in this statement.

18. Warning Notice Statement 21/1 [pdf]

    Warning notices

    Published: 10/09/2021

    The Financial Conduct Authority (the FCA) gave three individuals warning notices on 16 July 2021 proposing to take action in respect of conduct summarised in this statement.

19. Warning Notice Statement 20/2 [pdf]

    Warning notices

    Published: 13/11/2020

    Last modified: 13/11/2020

    On 18 September 2020, the Financial Conduct Authority (the FCA) gave Carillion plc (in liquidation since 15 January 2018) and certain previous executive directors of Carillion a warning notice each, proposing to take action in respect of the conduct

20. Warning Notice Statement 20/1 [pdf]

    Warning notices

    Published: 19/03/2020

    The Financial Conduct Authority gave an individual a warning notice on 19 March 2020 proposing to take action in respect of the conduct summarised in this statement.