Publications

Showing 81 to 90 of 90 search results.

81. Dear CEO letter – fair treatment of long-standing customers in the life insurance sector [pdf]

    Dear CEO letters

    Published: 04/03/2016

    Last modified: 04/03/2016

    Fair treatment of long-standing customers in the life insurance sector.

82. Dear CEO letter - Client take-on review in firms offering contract for difference (CFD) products [pdf]

    Dear CEO letters

    Published: 02/02/2016

    Last modified: 02/02/2016

    We have recently reviewed the procedures for taking on new clients in a sample of ten firms that offer CFD products.

83. Dear CEO letter - FCA's expectations of debt management firms when customers or customer information are being transferred [pdf]

    Dear CEO letters

    Published: 26/11/2015

    Last modified: 02/12/2015

    FCA's expectations of debt management firms when customers or customer information are being transferred.

84. Pensions data request [pdf]

    Dear CEO letters

    Published: 01/07/2015

    Last modified: 01/07/2015

    We have sent all pension and retirement income providers a request for information about any barriers faced by consumers who are seeking to access their pension savings.

85. Dear CEO letter - The Establishment of Independent Governance Committees for Workplace Pension Schemes [pdf]

    Dear CEO letters

    Published: 23/02/2015

    Last modified: 04/12/2015

    The FCA sets out the responsibility for firms that operate group personal pension schemes or group stakeholder pension schemes to set up an Independent Governance Committee (or equivalent) by 6 April 2015.

86. Dear CEO letter - Retirement Reforms and the Guidance Guarantee: Intention to make rules before April 2015 in addition to those set out in PS 14/17 [pdf]

    Dear CEO letters

    Published: 26/01/2015

    Last modified: 26/01/2015

    The FCA announces its intention to make rules before April 2015 in addition to those set out in PS 14/17.

87. Dear CEO letter - FCA’s expectations of high-cost short-term lenders [pdf]

    Dear CEO letters

    Published: 21/01/2015

    Last modified: 02/12/2015

    FCA’s expectations of high-cost short-term lenders.

88. Action required: review of Self Invested Personal Pensions (SIPP) operators [pdf]

    Dear CEO letters

    Published: 21/07/2014

    Last modified: 04/12/2015

    Action required: review of Self Invested Personal Pensions (SIPP) operators.

89. Dear CEO letter - Standard Variable Rates (SVRs) [pdf]

    Dear CEO letters

    Published: 20/11/2013

    Last modified: 04/12/2015

    The FCA clarifies the position on how mortgage lenders should engage with us if you want to change your SVR and remind you of the relevant regulations and rules that apply.

90. FSA - Our letter to wealth management firms [pdf]

    Dear CEO letters

    Published: 14/06/2011

    Last modified: 30/04/2025

    The FSA reviewed the suitability of client portfolios in a sample of firms in the wealth management industry.