Publications
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Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 71 to 80 of 90 search results.
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Dear CEO letter: Second charge lenders and responsible lending [pdf]
As the CEO of an FCA-regulated firm, we are expecting you to -
Dear CEO letter: Quality of Prudential Regulatory Returns [pdf]
FCA requests that CEOs of IFPRU investment firms and BIPRU firms review their firm’s regulatory reporting practices. -
Dear CEO letter: Authorised push payment (APP) fraud [pdf]
We have published a Dear CEO letter about authorised push payment (APP) fraud and the APP Best Practice Standards developed by UK -
Providers and distributors of contracts for difference (CFD) products: resolving failings which may cause significant consumer harm [pdf]
Following the conclusion of a project that assessed whether CFD providers and distributors deliver the CFD product -
Dear CEO letter - Payment for Order Flow [pdf]
FCA’s views on PFOF in the context of the evolving landscape under MiFID II. -
Dear CEO letter to all firms with consumer credit permissions regarding their complaints handling [pdf]
Following the conclusion of a project in to how consumer credit firms deal with complaints, we have published a Dear CEO letter for the attention of all consumer credit firms. Our -
The FCA’s expectations of firms that operate a loan-based crowdfunding platform which facilitates loans to lending businesses [pdf]
Letter to firms that operate loan-based crowdfunding platforms. -
Dear CEO letter - FCA expectations of firms that administer debt management plans [pdf]
We are concerned that some firms in -
Dear CEO Letter – FCA’s prudential approach for IFPRU Investment Firms [pdf]
To help firms prepare for the Supervisory Review and Evaluation Process (SREP). -
Dear CEO letter – FCA expectations of principal firms operating in the general insurance sector [pdf]
Dear CEO letter on FCA expectations of principal firms operating in the general insurance sector.