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Showing 1 to 10 of 2419 search results.
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Multi-firm review of algorithmic trading controls: high-level observations
The FCA reviewed a sample of principal trading firms to assess their compliance with MiFID Regulatory Technical Standards (RTS) 6 and identify any areas of weakness in firms’ algorithmic control frameworks. -
Life insurers’ pension transfer process – review
Findings from our multi-firm review of life insurers’ pension transfer process. -
Authorisations operating service metrics Q1 2025/26 [pdf]
This 2025/26 Q1 update covers the FCA's progress on service standards for authorisations case work. -
FCA Authorisations operating service metrics 2025/26 Q1
The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data covers April to June 2025. -
Whistleblowing quarterly data 2025 Q2
The data shows the number of new whistleblowing reports the FCA received between April and June 2025 and the allegations they featured. -
Share buybacks in UK listed equities: Multi-firm review [pdf]
The FCA sampled 7 banks active in share buybacks. The banks were asked to complete an information request, followed up with questions and meetings. -
Transaction governance in wholesale banks – review
Our findings from a review of transaction governance. -
Multi-firm review into off-channel communications
Our findings on firms’ approach to off-channel communications. -
Climate reporting by asset managers, life insurers and FCA-regulated pension providers
The FCA sets out the findings and next steps following its review into firms' climate reporting in line with its rules. -
FCA 2025/26 Q1: Number of skilled persons reports commissioned [pdf]
Number of skilled persons reports commissioned in 2025/26 Q1 (1 April 2025 – 30 June 2025).