Publications

Showing 21 to 30 of 95 search results for .

21. Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries [pdf]

    Dear CEO letters

    Published: 02/07/2021

    Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries.

22. Dear CEO Letter: (Retail Banks portfolio only) common control failings identified in anti-money laundering frameworks in retail banks (2021) [pdf]

    Dear CEO letters

    Published: 29/06/2021

    Dear CEO Letter: (Retail Banks portfolio only) common control failings identified in anti-money laundering frameworks in retail banks (2021).

23. Dear CEO Letter: ensure your customers understand how their money is protected [pdf]

    Dear CEO letters

    Published: 18/05/2021

    Dear CEO Letter: ensure your customers understand how their money is protected.

24. Dear CEO Letter: Obtaining Deposits via Deposit Aggregators [pdf]

    Dear CEO letters

    Published: 14/04/2021

    Dear CEO Letter highlighting the risks associated with the increasing volumes of deposits that are placed with banks and building societies (‘firms’) via Deposit Aggregators and how to mitigate them.

25. Dear CEO letter: transforming data collection [pdf]

    Dear CEO letters

    Published: 23/02/2021

    This letter provides an update on the work we have done to transform the way that we collect data, and reaffirms our commitment to work in partnership to tackle the challenges we collectively face.

26. Portfolio Letter - supervision strategy for retail banking portfolio [pdf]

    Portfolio letters

    Published: 05/02/2021

    Last modified: 30/04/2025

    We set out our view of the key risks of harm that retail banks’ activities are likely to pose over the next two years. We have grouped these risks into four priority areas of focus. Our view is grounded in analysis of a wide range of data.

27. Dear CEO letter: Business Interruption Insurance - January 2021 [pdf]

    Dear CEO letters

    Published: 22/01/2021

    Following the judgment from the Supreme Court, the FCA has issued this Dear CEO letter outlining our expectations of insurers following the judgment.

28. Debt Purchasers, Debt Collectors and Debt Administrators Portfolio Letter [pdf]

    Portfolio letters

    Published: 18/01/2021

    Last modified: 30/04/2025

    This portfolio letter sets out our view of key risks, expectations and supervisory strategy and programme of work on debt purchase, debt collection and debt administration.

29. SIPP Operator portfolio letter [pdf]

    Portfolio letters

    Published: 02/12/2020

    Last modified: 02/12/2020

    This letter sets out our key concerns and expectations for firms that are part of our SIPP operators’ portfolio.

30. Mainstream Consumer Credit Lenders portfolio letter [pdf]

    Portfolio letters

    Published: 02/12/2020

    Last modified: 02/12/2020

    We set out our view of the risks Mainstream Consumer Credit Lenders may pose to their consumers or the markets in which they operate.