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Showing 101 to 110 of 148 search results.
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TR14/13 - Best execution and payment for order flow [pdf]
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TR14/13 - Best execution and payment for order flow
TR14/13 - Best execution and payment for order flow. Thematic reviews First published:. 31/07/2014. Last updated: 31/07/2014. Share page. TR14/13 - Best execution and payment for order flow. We publish our findings from our thematic review of best -
TR14/12 - Enhanced transfer value pension transfers [pdf]
This report summarises the findings of our thematic research into suitability of bulk pension transfer advice provided by financial advisers where employers offered an enhancement to the transfer value (ETV). It is not general guidance on the -
TR14/12 - Enhanced transfer value pension transfers
TR14/12 - Enhanced transfer value pension transfers. Thematic reviews First published:. 21/07/2014. Last updated: 21/07/2014. Share page. TR14/12 - Enhanced transfer value pension transfers. This report summarises the findings of our thematic -
TR14/11 - Price comparison websites in the general insurance sector [pdf]
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TR14/11 - Price comparison websites in the general insurance sector
TR14/11 - Price comparison websites in the general insurance sector. Thematic reviews First published:. 16/07/2014. Last updated: 31/08/2016. TR14/11 - Price comparison websites in the general insurance sector. This report summarises the findings -
TR14/10 - Developments in the distribution of retail investments: Purchasing investments without a personal recommendation and simplified advice [pdf]
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TR14/10 - Developments in the distribution of retail investments: Purchasing investments without a personal recommendation or with simplified advice
TR14/10 - Developments in the distribution of retail investments: Purchasing investments without a personal recommendation or with simplified advice. Thematic reviews First published:. 11/07/2014. Last updated: 25/08/2016. TR14/10 - Developments in -
A review of requirements for firms entering into or expanding in the banking sector: one year on [pdf]
In March 2013 the Financial Services Authority (FSA) and the Bank of England published their review of requirements for firms entering or expanding into the banking sector. This review set out changes in two key areas: reforms to the authorisation -
TR14/9 - Commercial insurance intermediaries - Conflicts of interest and intermediary remuneration [pdf]
This report summarises the findings of our thematic review which looked into whether insurance intermediaries serving small to medium-sized enterprises (SMEs) are able to effectively identify and mitigate conflicts of interest arising from their