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Showing 81 to 90 of 4065 search results.
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Final Notice 2024: Volkswagen Financial Services (UK) Limited [pdf]
This Final Notice (Volkswagen Financial Services (UK) Limited) refers to breaches of PRIN 3, 6, 7, CONC and DISP, all of which related to the treatment of customers in financial difficulty in the consumer credit sector. We imposed a financial -
Final Notice 2024: TSB Bank plc [pdf]
This Final Notice (TSB Bank plc) refers to breaches of PRIN 3 and PRIN 6 related to unfair treatment of customers in the Retail Bank sector. We imposed a financial penalty. -
Final Notice 2024: Ashraf Wealth Management Ltd [pdf]
This final notice refers to the FCA’s refusal of the applicant’s application under section 55A of FSMA for Part4A permission to carry on regulated activities including advising on investments. -
Final Notice 2024: Sellthiscar Limited [pdf]
This Final Notice refers to breaches of COND. We imposed a cancellation of Part 4A permissions -
Final Notice 2024: Mohammed Ali Kashmiri [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety. We imposed a prohibition -
Final Notice 2024: Starling Bank Limited [pdf]
The Final Notice (Starling Bank Limited) refers to breaches of Principle 3 and s.204A of FSMA relating to financial crime and breaching the conditions of a Voluntary Requirement (VREQ) in the retail banks sector. We imposed a financial penalty. -
Final Notice 2024: Francis Buckman [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
Final Notice 2024: PayAfrique.com Limited [pdf]
This Final Notice refers to a failure to comply with regulatory obligations and carry on payment service activities. We imposed a cancellation. -
Second Supervisory Notice 2024: Promethean Finance Limited [pdf]
Second Supervisory Notice 2024: Promethean Finance Limited -
Final Notice 2024: Alec John Cuthbert [pdf]
This Final Notice (Alec John Cuthbert) refers to a breach of APER Statement of Principle 1 and lack of fitness and propriety related to the reckless design and operation of a pension transfer advice model in the pensions sector. We imposed a