Publications
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Showing 1 to 10 of 273 search results for MiFID.
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Multi-firm review of algorithmic trading controls: high-level observations
The FCA reviewed a sample of principal trading firms to assess their compliance with MiFID Regulatory Technical Standards (RTS) 6 and identify any areas of weakness in firms’ algorithmic control frameworks. -
A closer look at the UK tick size
FCA economists Guidogiorgio Bodrato, Sam Hainsworth, Silvia Lozano Guerrero, and Khashayar Rahimi examine how well the UK Tick Size Regime performed in 2024, focusing on the impact of annual reclassifications on market quality. -
Market Watch 82
Newsletter on market conduct and transaction reporting issues, July 2025. -
CP25/19: Ancillary Activities Test
We are consulting on a new ancillary activities test which allows non-financial firms dealing in commodity derivatives, emissions allowances or their derivatives. -
Occasional Paper 67: Liquidity in the UK corporate bond market
The UK corporate bond market was strong and growing in 2023 and 2024. -
Information on authorised asset management firms and permissions - May 2025
The FCA provides information on authorised asset management firms and permissions. -
PS25/4: Investment research payment optionality for fund managers
The FCA sets out final rules to improve the investment research market, including more options for paying for research. -
Smaller asset managers and alternatives business model review: our findings
Find out how to benchmark sound risk management practices and better understand regulatory expectations. -
CP25/9: Further proposals on product information for Consumer Composite Investments
We’re consulting on further proposals to support the new regime for Consumer Composite Investments (CCIs) including changes to cost information and rules for the transitional period. -
Final Notice 2025: The London Metal Exchange (RIE) [pdf]
This Final Notice refers to breaches of the Recognised Investment Exchange and Recognised Clearing House sourcebook and the MiFID Regulatory Technical Standards relating to wholesale conduct in the Recognised Investment Exchanges sector. We imposed