Publications

Showing 51 to 60 of 90 search results.

51. Dear CEO letter: Strong Customer Authentication [pdf]

    Dear CEO letters

    Published: 20/08/2019

    Requirements for Strong Customer Authentication in card-not-present e-commerce transactions

52. Dear CEO letter: Non-bank payment service providers – requirements for safeguarding of customer funds [pdf]

    Dear CEO letters

    Published: 04/07/2019

    What we expect of electronic money institutions (EMIs) and authorised payment institutions (APIs) in relation to their safeguarding obligations.

53. Dear CEO letter: FCA expectations of claims management companies when they act for customers [pdf]

    Dear CEO letters

    Published: 04/06/2019

    On 4 June 2019 we published a letter about what we expect of claims

54. Dear CEO Letter: FCA expectations of principal firms in the investment management sector [pdf]

    Dear CEO letters

    Published: 20/05/2019

    Dear CEO letter on FCA expectations of principal firms in the investment management sector.

55. Dear CEO Letter: Fair Treatment of With-Profits Customers [pdf]

    Dear CEO letters

    Published: 25/04/2019

    Dear CEO letter on the fair treatment of with-profits customers.

56. Dear CEO letter: Wholesale market broking firms [pdf]

    Dear CEO letters

    Published: 18/04/2019

    We explain our view of the key harms that brokerage firms operating in wholesale financial markets pose to their clients and markets.

57. Dear CEO letter: Firms’ Approvals of Financial Promotions the FCA’s Expectations [pdf]

    Dear CEO letters

    Published: 11/04/2019

    Letter to CEOs of firms that engages in consumer credit activities.

58. Dear CEO letter: FCA expectations of general insurance firms [pdf]

    Dear CEO letters

    Published: 10/04/2019

    We expect firms to read this letter, our Thematic Review (TR19/2) and proposed guidance for insurance product manufacturers and distributors (GC19/2).

59. Dear CEO letter: Managing the risks of Defined Benefits to Defined Contribution transfers [pdf]

    Dear CEO letters

    Published: 22/03/2019

    We have completed our review of pension product providers and identified the key drivers of harm. We set out what we expect.

60. Dear CEO: Loan-based Peer-to-Peer (P2P) crowdfunding platforms: wind-down arrangements [pdf]

    Dear CEO letters

    Published: 07/03/2019

    On 7 March 2019, the FCA wrote to CEOs of loan-based Peer-to-Peer (P2P) crowdfunding platforms regarding the wind-down arrangements at their firm.