Publications

Showing 31 to 40 of 90 search results.

31. Dear CEO letter: SME Lending - our expectations of firms in reporting BBLS fraudulent activity [pdf]

    Dear CEO letters

    Published: 28/07/2021

    Dear CEO letter: SME Lending - our expectations of firms in reporting BBLS fraudulent activity

32. Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries [pdf]

    Dear CEO letters

    Published: 02/07/2021

    Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries.

33. Dear CEO Letter: (Retail Banks portfolio only) common control failings identified in anti-money laundering frameworks in retail banks (2021) [pdf]

    Dear CEO letters

    Published: 29/06/2021

    Dear CEO Letter: (Retail Banks portfolio only) common control failings identified in anti-money laundering frameworks in retail banks (2021).

34. Dear CEO Letter: ensure your customers understand how their money is protected [pdf]

    Dear CEO letters

    Published: 18/05/2021

    Dear CEO Letter: ensure your customers understand how their money is protected.

35. Dear CEO Letter: Obtaining Deposits via Deposit Aggregators [pdf]

    Dear CEO letters

    Published: 14/04/2021

    Dear CEO Letter highlighting the risks associated with the increasing volumes of deposits that are placed with banks and building societies (‘firms’) via Deposit Aggregators and how to mitigate them.

36. Dear CEO letter: transforming data collection [pdf]

    Dear CEO letters

    Published: 23/02/2021

    This letter provides an update on the work we have done to transform the way that we collect data, and reaffirms our commitment to work in partnership to tackle the challenges we collectively face.

37. Dear CEO letter: Business Interruption Insurance - January 2021 [pdf]

    Dear CEO letters

    Published: 22/01/2021

    Following the judgment from the Supreme Court, the FCA has issued this Dear CEO letter outlining our expectations of insurers following the judgment.

38. Dear CEO letter: adequate client assets arrangements [pdf]

    Dear CEO letters

    Published: 30/09/2020

    Last modified: 30/09/2020

    This letter highlights areas that are important to maintaining adequate client assets arrangements in the current environment.

39. Dear CEO letter: Business Interruption Insurance [pdf]

    Dear CEO letters

    Published: 18/09/2020

    Last modified: 18/09/2020

    Following the Business interruption insurance test case judgment, the FCA’s next steps and expectations of insurers over the coming weeks and months.

40. Dear CEO letter: increased client money balances since coronavirus (Covid-19) [pdf]

    Dear CEO letters

    Published: 12/08/2020

    Last modified: 12/08/2020

    Dear CEO letter on increased client money balances since the coronavirus (Covid-19) pandemic.