Publications
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Find and participate in FCA consultations – this section lists our currently open consultations.
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Calls for input
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Consultation papers
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Dear ceo letters
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Discussion papers
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Finalised guidance
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Guidance consultations
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Good and poor practice
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Handbook
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Market studies
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Multi-firm reviews
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Newsletters
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Policy statements
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Portfolio letters
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Thematic reviews
Showing 1 to 10 of 3336 search results.
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Multi-firm review of algorithmic trading controls: high-level observations
The FCA reviewed a sample of principal trading firms to assess their compliance with MiFID Regulatory Technical Standards (RTS) 6 and identify any areas of weakness in firms’ algorithmic control frameworks. -
Life insurers’ pension transfer process – review
Findings from our multi-firm review of life insurers’ pension transfer process. -
FCA Cyber Coordination Group Insights 2024
A summary of discussions held throughout 2024 with industry members of the FCA’s Cyber Coordination Group programme. -
Derivative reporting requirements under UK EMIR: Additional draft Q&As
We are seeking feedback alongside the Bank of England on our additional draft guidance for counterparties reporting under the revised UK EMIR Article 9 reporting requirements. -
PS25/12: Changes to the safeguarding regime for payments and e-money firms [pdf]
FCA wants to strengthen the safeguarding regime and address weaknesses in the current safeguarding practices. -
Share buybacks in UK listed equities: Multi-firm review [pdf]
The FCA sampled 7 banks active in share buybacks. The banks were asked to complete an information request, followed up with questions and meetings. -
Payment Services and Electronic Money – Our Approach, May 2026 draft version [pdf]
Draft version showing changes the FCA intends to make following PS25/12. -
Transaction governance in wholesale banks – review
Our findings from a review of transaction governance. -
PS25/12: Changes to the safeguarding regime for payments and e-money firms
Feedback, FCA's response, final rules and guidance to proposals for the Supplementary Regime and Post-Repeal Regime. -
Multi-firm review into off-channel communications
Our findings on firms’ approach to off-channel communications.