Publications

Showing 41 to 50 of 90 search results.

41. Dear CEO letter: Inappropriate use of title transfer collateral arrangements (TTCAs) and regulatory permissions for financing transactions [pdf]

    Dear CEO letters

    Published: 24/07/2020

    Letter to brokers in wholesale financial markets, who currently, or may in the future, offer services that involve holding clients’ cash or securities as collateral

42. Dear CEO Letter to firms providing services to retail investors about coronavirus (Covid-19) [pdf]

    Dear CEO letters

    Published: 08/06/2020

    Last modified: 08/06/2020

    In the last few days the UK, and the world in general, has faced an unprecedented set of circumstances linked to the coronavirus (Covid-19) emergency

43. Dear CEO: Ensuring fair treatment of corporate customers preparing to raise equity finance [pdf]

    Dear CEO letters

    Published: 28/04/2020

    We expect financial firms to continue to provide strong support and services to customers during this period of disruption due to the Coronavirus (Covid-19) pandemic.

44. Dear CEO letter: lending to small businesses [pdf]

    Dear CEO letters

    Published: 15/04/2020

    Over the past few weeks we have seen very significant efforts being made by the banking sector to deal with the impact of the coronavirus pandemic (Covid-19).

45. Dear CEO letter on insuring SMEs: business interruption [pdf]

    Dear CEO letters

    Published: 15/04/2020

    Over the past few weeks we have seen significant efforts being made by the insurance sector to deal with the impact of the coronavirus pandemic (Covid-19).

46. Dear CEO letter: Asset management firms: prepare now for the end of LIBOR [pdf]

    Dear CEO letters

    Published: 27/02/2020

    Last modified: 27/02/2020

    UK authorities have been clear that the intention is that LIBOR will cease to exist after end-2021.

47. Dear CEO Letter: Persistent debt (PD), your approach to customers who have been in persistent debt for 36 months (PD36) [pdf]

    Dear CEO letters

    Published: 03/02/2020

    Dear CEO Letter: Persistent debt (PD), your approach to customers who have been in persistent debt for 36 months (PD36)

48. Dear CEO letter: Portfolio strategy letter for financial advisers [pdf]

    Dear CEO letters

    Published: 21/01/2020

    Dear CEO letter: Portfolio strategy letter for financial advisers

49. Dear CEO letter: Non-financial misconduct in wholesale general insurance firms [pdf]

    Dear CEO letters

    Published: 03/01/2020

    We explain our view of non-financial misconduct in wholesale general insurance firms.

50. Dear CEO letter: PPI: FCA expectations of claims management companies [pdf]

    Dear CEO letters

    Published: 16/10/2019

    Our expectations of claims management companies (CMCs) when acting for their PPI customers and when issuing