Search results
Showing 101 to 110 of 637 search results for board effectiveness review.
-
Multi-firm review of liquidity risk management at wholesale trading firms
This paper summarises our observations from the multi-firm review of liquidity risk management at a range of wholesale trading (sell-side) firms. -
FinSR response to the independent panels’ 2022/23 annual reports
In line with its statutory requirement, the FinSR responds to key representations made by the Panels in their respective Annual Reports. -
Review of TCFD-aligned disclosures by premium listed commercial companies
Following the introduction of a climate-related disclosure rule as a first step to improving the quality and quantity of disclosures across the corporate sector, we outline our preliminary observations and reiterate our expectations. -
FinSR response to the independent panels’ 2023/24 annual reports
In line with its statutory requirement, the FinSR responds to key representations made by the Panels in their 2023/24 annual reports. -
Principal firms embedding the new rules for effective appointed representative oversight: Good practice and areas for improvement
Our findings on how firms are embedding new AR rules and examples of good practice and areas for improvement for firms to consider. -
Complaints and root cause analysis: good practice and areas for improvement
The FinSR sets out examples of good and poor practice following a thematic review on complaints and root cause analysis. -
FS17/3 and PS17/22: Review of the effectiveness of primary markets
In February 2017 we published a Discussion Paper and a Consultation Paper as part of our 2016/2017 Business Plan commitment to review the structure of the UK’s primary markets to ensure they continue to serve the needs of issuers and investors. -
FinSR reviews effectiveness of UK primary capital markets
The FinSR is seeking feedback on how the UK primary capital markets can most effectively meet the needs of issuers and investors. -
DP22/2: Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion
This discussion paper continues our work reviewing how effective our primary markets are as part of the FinSR’s strategy to promote competition and positive change. -
CP23/10: Primary Markets Effectiveness Review – Feedback to DP22/2 and proposed equity listing rule reforms
We want your views on proposed rule changes to create a single listing category for shares in commercial companies. We also summarise feedback to our May 2022 Discussion Paper on the UK listing regime.