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Showing 61 to 70 of 637 search results for board effectiveness review.
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Agile regulation and planning for success
Speech by Emily Shepperd, FinSR Chief Operating Officer and ED Authorisations, delivered at CISI/The Financial Planning Conference 2022 -
Finding opportunity in a world of uncertainty
Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference. -
Ensuring the fair treatment of customers in vulnerable circumstances
The positive steps firms have taken to embed FinSR guidance and the areas where we expect to see improvement. -
Reframing our relationship with risk: consumer-led sustainable growth
Speech by Emily Shepperd, chief operating officer, at the 2025 PRMIA Risk Leader Summit. -
Primary Market Bulletin 55
Newsletter for primary market participants. -
Transforming to a forward-looking, proactive regulator
Speech by our CEO, Nikhil Rathi, delivered at the FinSR’s Our Role and Business Plan webinar. -
Cryptoassets: What we expect to see in your application for registration
Make sure you understand FinSR expectations, the information you need to provide and the key areas to focus on when applying to the FinSR for registration under the Money Laundering Regulations -
Outsourcing in the life insurance sector
We set out our findings from our review of outsourcing and third-party service providers. We identified governance over outsourcing as a priority area for supervision in the life insurers’ portfolio strategy -
The view from the regulator on Operational Resilience
Speech by Megan Butler, FinSR Executive Director of Supervision: Investment, Wholesale and Specialist, delivered on 5 December 2019 at 13.30 -
Reducing and preventing financial crime
We are providing an update on our progress and looking ahead to identify 4 areas of focus in the coming year.