Showing 21 to 30 of 529 search results for senior insurance managers regime.

21. PS16/22: Strengthening accountability in banking and insurance: regulatory references final rules [pdf]

    Policy statements

    Published: 28/09/2016

    We are publishing our final rules on regulatory references.

22. Repeal and replacement of assimilated law

    Firms

    Published: 10/07/2023

    Last modified: 19/03/2025

    Documents on the repeal and replacement of provisions in the retained EU law.

23. CP15/31: Strengthening accountability in banking and insurance: regulatory references

    Consultation papers

    Published: 06/10/2015

    Last modified: 08/12/2015

    Senior management functions under the Senior Managers Regime (SMR). Significant harm functions under the Certification Regime (CR). ... PRA senior insurance management functions under the Senior Insurance Managers Regime (SIMR).

24. Applying conduct rules to all non-executive directors in the banking and insurance sectors: PS17/8

    Policy statements

    Published: 28/09/2016

    Last modified: 03/05/2017

    This Policy Statement (PS) introduces final rules to extend our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (‘banks’) and insurance

25. FinSR introduces new rules on whistleblowing

    Press Releases

    Published: 06/10/2015

    Last modified: 19/04/2016

    The Accountability Regime in relevant authorised persons. The Senior Managers Regime focuses on individuals who hold key roles and responsibilities in relevant firms. ... Individuals subject to either the Senior Managers Regime or the Certification

26. Directory of certified and assessed persons

    Tasks for firms

    Published: 04/09/2019

    Last modified: 13/03/2023

    Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

27. Operational resilience

    Tasks for firms

    Published: 15/05/2017

    Last modified: 14/08/2025

    The FinSR sets out the requirements of its policy and how to report an operational disruption.

28. SM&CR categorisation for solo-regulated firms

    Tasks for firms

    Published: 30/07/2019

    Last modified: 30/03/2023

    Under the SM&CR, solo-regulated firms are categorised as Enhanced, Core or Limited Scope. Find out which category your firm is in and how you can review this.

29. About the FinSR

    About us What we do

    Published: 18/04/2016

    Last modified: 10/07/2025

    The FinSR enables a fair and thriving financial services market for the good of consumers and the economy. Find out more about our role.

30. Chief Executive speaks at APM about recent work and future challenges

    Speeches

    Published: 20/07/2016

    Last modified: 20/07/2016

    Speech by Andrew Bailey, Chief Executive at the FinSR, delivered at our 2016 Annual Public Meeting.