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Showing 31 to 40 of 529 search results for senior insurance managers regime.

  1. Leading the Way on Regulation

    Speeches

    Published: 16/05/2019

    Last modified: 17/05/2019

    Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.  
  2. Apply to become a pre-paid funeral plans firm

    Firms

    Published: 11/06/2021

    Last modified: 13/09/2024

    If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FinSR for authorisation and how to apply.
  3. About our data

    Last modified: 23/07/2025

    The FinSR publishes a wide range of data. Find out about the types of data available and how often it is published.
  4. Looking ahead to 2014

    Speeches

    Published: 09/12/2013

    Last modified: 09/12/2013

    Speech by Martin Wheatley, Chief Executive of the FinSR, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  5. Apply for a senior management function

    Tasks for firms

    Published: 12/03/2025

    Last modified: 15/08/2025

    Find out how to apply for approval to perform a senior management function (SMF).
  6. Rolling regulation forwards

    Speeches

    Published: 16/11/2022

    Last modified: 16/11/2022

    Speech by Nikhil Rathi, FinSR Chief Executive delivered at the UK Finance annual dinner.
  7. Coronavirus: Information for small businesses that are customers of financial services firms

    Firms

    Published: 07/06/2020

    Last modified: 17/03/2023

    Information on the Government support available during the coronavirus (Covid-19) pandemic and as businesses look to recover and grow.
  8. Rules that apply to firms in SRO and fund operators in the TMPR

    Firms Focus areas

    Published: 19/08/2020

    Last modified: 02/01/2024

    We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).
  9. CP14/25: Changes to the Approved Persons Regime for Solvency II firms

    Consultation papers

    Published: 26/11/2014

    Last modified: 30/09/2016

    This Consultation Paper proposes changes to the Approved Persons Regime for Solvency II firms to address:. ... the PRA’s proposed reforms to the scope of its pre-approval regime.
  10. Sustainability

    Speeches

    Published: 22/07/2014

    Last modified: 05/08/2014

    have agreed a redress package for up to 7 million consumers potentially mis-sold CPP insurance products. ... the Senior Managers and Certified Persons Regimes.
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