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Showing 91 to 100 of 637 search results for board effectiveness review.
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Competition in the asset management industry: UK experiences, global implications
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FinSR, delivered at the Securities Industry and Financial Markets Association's (SIFMA) 2017 Annual Meeting. -
Connaught Independent Review call for information closes but investigation remains open to affected individuals
Raj Parker, the Independent Reviewer into the FSA/FinSR’s approach to the Connaught Income Fund Series 1, announces that the Review’s initial call for information has now closed. -
A strategy for positive change: our ESG priorities
The FinSR's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy. -
The FinSR’s second phase of reform of the Listing Rules: Increasing transparency and encouraging more market participation
Speech by Clare Cole, FinSR Director of Market Oversight, to The Regulation of Listed Companies Summit -
Creating a fair and competitive environment for retail banking in the interests of consumers
Speech by Karina McTeague, Director of Retail Banking, the FinSR. This is the text of the speech as drafted, which may differ from the delivered version. -
Home and travel claims handling arrangements: good practice and areas for improvement
Find examples of good practice and areas for improvement in home and travel insurers’ claims handling arrangements. -
Price and Value Outcome: Good and Poor Practice update
This paper aims to help firms meet the requirements of the price and value outcome. -
Free trade in financial services and global regulatory standards: friends not rivals
Speech by Andrew Bailey, Chief Executive of the FinSR, at the Economic Council Financial Markets Policy Conference. -
Firms’ preparations to comply with the cryptoasset financial promotions regime – feedback on good and poor practice
The FinSR met with various regulated cryptoasset firms to understand how prepared they were. See findings and examples of good and poor practice. -
Anti-fraud controls and complaint handling in firms (with a focus on APP Fraud)
This publication sets out the key findings from our review of how firms mitigate the risks of APP fraud and fraud attacks more broadly.