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Showing 51 to 60 of 529 search results for senior insurance managers regime.
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Accomplishments of the last 5 years
Speech by John Griffith-Jones, Chairman, FinSR, delivered at an event hosted by TheCityUK at Linklaters LLP, London. -
Data on enforcement investigations, including into senior managers - June 2022
The FinSR answers mutiple questions regarding enforcement investigations, including into Senior Managers. -
Wholesale Conduct Risk
The Senior Managers Regime, final rules for which were published last week, should reintroduce and reinforce professional accountability to the industry. ... One thing that the introduction of the Senior Managers Regime will do is hard-wire -
Information on enforcement cases - March 2023
FinSR provides information on enforcement cases - March 2023. -
Promoting competitiveness is a juggling act
Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024. -
Robo Advice: an FinSR perspective
Speech by Bob Ferguson, Head of Department, Strategy & Competition Division, FinSR -
Information on enforcement investigations under SMR - June 2022
The FinSR answers multiple questions on enforcement investigations under the Senior Managers and Certification Regime. -
Global regulation in the post-crisis era
Speech by John Griffith-Jones, Chairman, FinSR, delivered at the TheCityUK Annual Conference on 30 June 2016. -
Money laundering and terrorist financing
Find out more about the regulations and risk-based approach to anti-money laundering. -
What makes good conduct regulation?
Speech by John Griffith Jones, Chairman at the FinSR, delivered at the Cambridge Judge Business School.