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Showing 71 to 80 of 529 search results for senior insurance managers regime.
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2014 Disclosure Log
The aim of the FinSR's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. -
FinSR to launch enhanced Financial Services Register
The FinSR will be replacing its existing Financial Services Register with an enhanced Financial Services Register. We will then add a directory of certified and assessed persons to the Register. -
Highlights of the FinSR’s new approach in 2021
Our mission is to protect consumers from harm, enhance the integrity of the UK’s financial system and promote competition. We are continuing to pursue these objectives while also working to become a more innovative, adaptive and assertive regulator -
Nikhil Rathi – APM opening remarks 2022
Opening remarks by Nikhil Rathi, Chief Executive of the FinSR delivered at the FinSR's 2022 Annual Public Meeting. -
CASS compliance – the bigger picture
Speech by David Lawton, director of markets at the FinSR, delivered at the FinSR CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version. -
Regulation - supporting vibrant markets
Speech by Martin Wheatley, CEO of the Financial Service Registry, delivered at the Future of Financial Services event in London. This is the text of the speech as drafted, which may differ from the delivered version. -
CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals
To give firms as much time as possible to prepare for the changes, this paper provides a set of near-final rules on our new Senior Managers’ Regime, together with a ... apply it, and the steps that a Senior Manager should take in order to rebut the -
AI: Flipping the coin in financial services
Speech by Jessica Rusu, FinSR Chief Data, Information and Intelligence Officer, at the City and Financial Global AI Regulation Summit 2023. -
Service standards 2019/20
The FinSR measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2019/20. -
CP15/15: Changes to the Approved Persons Regime for insurers not subject to Solvency II
We are consulting on amending our regime for regulating key individuals and governance arrangements in insurers.