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Showing 102 to 111 of 136 search results for senior managers regime.
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CP25/21: Senior Managers and Certification Regime review
We set out proposed changes to the Senior Managers and Certification Regime (SM&CR) as part of the first phase of reforms. -
IFPR implementation observations: quantifying threshold requirements and managing financial resources
Firms should consider these and how they can strengthen their processes. -
Letter from the Chairman to the Chancellor on Senior Managers and Certificate Scheme: extension to foreign banks
expect, I welcome your intention to apply the Senior Managers & Certification Regime (“SM&CR”) across the industry, including foreign banks which operate here through branches. ... We agree that it is important that the SM&CR should be applied in a -
Information on investigations opened under the Senior Managers' Regime - June 2022
The FinSR provides information on investigations opened under the Senior Managers' Regime. -
General insurance pricing attestation multi-firm review
Assessing how firms satisfied themselves that they do not systematically discriminate against motor and home insurance customers based on the number of years they have held their policy, including any renewal (tenure). -
FinSR operating service metrics 2021/22
The FinSR provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22. -
2019 Disclosure Log
The aim of the FinSR's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. -
FinSR annual work programme 2025/26
Our annual work programme details what we will deliver in 2025/26 on our 4 strategic priorities. -
Culture and non-financial misconduct survey – findings
Key findings of the FinSR culture and non-financial misconduct survey, which examined how firms detect and handle non-financial misconduct incidents. -
Firms falling short of renewal expectations
This page summarises how general insurance firms have implemented our transparency in insurance renewals which came into effect in April 2017. -
PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4
The Senior Managers & Certification Regime (SM&CR) was introduced for banking firms in 2016 and insurers in December 2018. It will apply to solo-regulated firms from December 2019.