Publications

Filter results

Historical publications

Historical publications

Filter by document type

Document type

Filter by year

Sort by:

Search results

Showing 91 to 100 of 650 search results.

  1. Variation of Permission (VOP) for Consumer Credit - Notes [docx]

    Forms

    Published: 26/11/2021

    Last modified: 07/06/2023

    Variation of Permission (VOP) for Consumer Credit - Notes
  2. Variation of Permission (VOP) for funeral plan providers and funeral plan intermediaries - Notes [docx]

    Forms

    Published: 26/11/2021

    Last modified: 07/06/2023

    Variation of Permission (VOP) for funeral plan providers and funeral plan intermediaries - Notes
  3. Variation of Permission (VOP) for Claims Management [docx]

    Forms

    Published: 26/11/2021

    Last modified: 29/03/2022

    Variation of Permission (VOP) for Claims Management
  4. Variation of Permission (VOP) for Claims Management - Notes [docx]

    Forms

    Published: 26/11/2021

    Last modified: 29/03/2022

    Variation of Permission (VOP) for Claims Management - Notes
  5. Application for a permission under MIFIDPRU for which there is no dedicated application form [docx]

    Forms

    Published: 19/11/2021

    Application for a permission under MIFIDPRU for which there is no dedicated application form
  6. Application under MIFIDPRU 4.5.9R for permission to rebase fixed overhead requirement [docx]

    Forms

    Published: 19/11/2021

    Application under MIFIDPRU 4.5.9R for permission to rebase fixed overhead requirement to a lower amount where firm's / group's projected relevant expenditure decreases by a material amount
  7. Application under MIFIDPRU 3.6.2R for permission to reduce own funds instruments where neither condition in MIFIDPRU 3.6.3R applies [docx]

    Forms

    Published: 19/11/2021

    Application under MIFIDPRU 3.6.2R for permission to reduce own funds instruments where neither condition in MIFIDPRU 3.6.3R applies
  8. Application under MIFIDPRU 4.12.66R [docx]

    Forms

    Published: 19/11/2021

    Application under MIFIDPRU 4.12.66R for permission to use sensitivity models to calculate interest rate risk on derivative instruments in accordance with article 331(1) of the UK CRR
  9. Application under MIFIDPRU 4.12.4R for permission to use an advanced internal market risk model [docx]

    Forms

    Published: 19/11/2021

    Application under MIFIDPRU 4.12.4R for permission to use an advanced internal market risk model
  10. Application under MIFIDPRU 4.12.6R [docx]

    Forms

    Published: 19/11/2021

    Application under MIFIDPRU 4.12.6R for permission to make a material change or a material extension to the use of an advanced internal market risk model
Did you find what you were looking for?